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AFSL-Backed investment review reports for SMSF Trustees
Delivered through accountants. Built for compliance, clarity and ATO audit readiness
Independant investment review reports that help SMSF trustees document their decisions, understand their holdings and satisfy SIS regulaation 4.09 - without accountants providing personal advice
Help your SMSF clients - Reduce audit pressure - Increase your revenue
The Problem
​The Missing Piece in SMSF Compliance
SMSF trustees hold shares, ETF's and other assets that require regularreview and documentation under SIS 4.09.
But there is a structual problem
- Trustees must keep evidence of their investment reviews
- Alot of accountants do not have a AFSL and connot legally give advice
- Auditors expect clear, defensible documentation
Many SMSF's are finding they have no compliant way to document how or why they reviewed their
investment
This creates risk, confusion and audit risk
The Solution
AFSL - Backed investment review reports
We provide investment review reports that hel[ SMSF trustees:
- Record their investment decisions
- Understand the outlook of the asset they hold
- Maintain audit-ready documentation
- Stay aligned with SIS Regulation 4.09.
Each report is issued under the authority of Finchley & KentPty Ltd AFSL 555169 and contains general advice only.
Every report includes:
- Market & sector context
- Price structure and technical levels
- Key risks & catalysts
- Fundamental overview
- Portfolio relevance & considerations
- Independent general-advice commentary
- Audit ready documentation and time stamping
Why accountants use us
Why accountanting firms partner with us
​ - Provide clients with investment insights without breacing advice laws
- Reduce audit friction around Reg 4.09. requirements
- Strengthern client relationship by offering a premium service
- Present professionally with white-labeled reports
- Add new recurring revenue stream to your practice
- Deliver value that differentiates your firm from the competition
- Gain access toAFSL-backed content without being licenced
​
You look like you have an investment research desk - without the compliance cost
​
Why trustees use us
Why SMSF trustees value our reports
- Clearer understanding of their investments
- independent, AFSL-backed ganeral advice
- Documentation they can place directly into their audit pack
- Confidence in their decisions
- Support without needing full financial advice services
- Better protection against regulatory scrutiny
How it works
A simple, compliant work flow
1. Trustee requests a review
A trustee requests a review for a outlook on a stock or ETF they already hold
2. Accountant forwards the request
This keeps everything within the general advice freamwork - no AFSL obligations for the accountant
3. We prepare the AFSL-backed report
Using our structured 6-pillar report review method. we create a clear independent investmant review.
4. Accountants deliver the report
This report is white-labled for the accountant firm and includes all AFSL disclosures
5.Trustees add to their SMSF audit
A clear compliant record for their files
Ready to offer this service to your SMSF clients?
Give your clients clearer insights and stronger compliance - without taking on financial advice risk
Help your SMSF clients.
Reduce audit pressure.
Increase your revenue.
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